Fintech Toolkit · Sponsor-Bank / BaaS Dashboard

Sponsor Bank Compliance Toolkit

A 13-module operator dashboard for fintechs running on sponsor-bank or BaaS partnerships. Tiering, MOU checklist, onboarding diligence, risk score calculator, QBR pack, reporting calendar, escalation tree, reconciliation framework, settlement controls, regulatory-cascade plan, diversification, exit plan, annual review. Single HTML. Runs offline. Owned forever.

"Single-sponsor risk is the largest existential risk most BaaS-routed fintechs carry. Diversification is operationally heavier — but the day a sponsor bank goes into a public consent order, you'll wish you started a year earlier."

What's inside

Sponsor-Bank Tiering

Tier 1 / 2 / 3 with diligence depth · re-tiering triggers

MOU + Contract Checklist

15 contractual provisions · what to look for · red flags

Onboarding Due Diligence

12-item DD pack · reciprocity discipline

Risk Score Calculator

Live JS · 6-axis weighted · regulatory veto rule

QBR Pack Template

12-section quarterly review · no-surprises discipline

Reporting Calendar

10 standing reports · both directions · owners

Escalation Tree

3 tiers · regulatory escalation · single incident commander

Reconciliation Framework

Daily T+0 · weekly T+5 · break-discovery cadence

Settlement & Custody Controls

SoD matrix per fund-movement type

Reg-Action Cascade Plan

Detection → 24h → 7d → 30d response timeline

Multi-Bank Diversification

4 approaches · concentration · target configuration

Sponsor-Bank Exit Plan

Triggers · fund return · migration · annual dry-run

Annual Review Worksheet

Continue / renegotiate / de-risk / diversify / exit

Built for

Heads of Compliance / Vendor Risk at fintechs running on BaaS
Programme managers at sponsor banks evaluating fintech partners
BSA Officers managing reliance arrangements with sponsor banks
Fractional CCOs serving multiple BaaS-routed fintech clients
CFOs / Treasurers managing sponsor-bank concentration risk

Format + licence

Single HTML file. Runs offline. Editable. Print-friendly.
1 working JS calculator (sponsor-bank risk score with veto rules).
Single-organisation licence. Methodology output (your tiering, your QBR pack, your contract checklist) is yours to keep, deploy, and distribute internally.
14-day satisfaction guarantee.

Owned forever · paid once

$497 USD

Buy now · $497

Stripe checkout. Single HTML file emailed within 1 business hour.

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