Fintech Toolkit · Internal Audit Dashboard

Internal Audit Function Toolkit

A 13-module operator dashboard for fintech internal audit functions. Three-lines model, audit charter, audit universe, risk-based annual plan, fieldwork methodology, reporting, issue tracking, follow-up, IIA quality assurance, co-sourcing, audit committee reporting, programme audit. Single HTML. Runs offline. Owned forever.

"Internal audit's value isn't in finding problems. It's in finding them before the regulator does, with enough runway for the firm to fix them quietly."

What's inside

Programme Framework

Three-lines model · charter · independence · authority

Audit Charter

Mandate · scope · access · reporting · committee

Audit Universe

Inventory of auditable entities · risk-rated

Risk Score Calculator

Live JS · 6-axis · plan-priority output

Annual Plan

Risk-based · resource model · committee approval

Fieldwork Methodology

Planning · scoping · testing · documentation · evidence

Reporting Standards

Format · tone · severity · remediation timeline

Issue Tracking

Follow-Up Methodology

Re-test cadence · sustainability test

IIA QA Programme

Internal QA · external QA · IIA Standards conformance

Co-Sourcing

When · vendor selection · scope · oversight

Audit Committee Reporting

Quarterly pack · ad-hoc · executive sessions

Charter Document

CAE chair · committee composition · cadence · authority

Built for

Chief Audit Executives (CAEs) at fintechs building the function from scratch
Audit Committee chairs evaluating internal audit programme effectiveness
Heads of Internal Audit running the annual cycle
Co-sourced internal-audit providers serving fintech clients
External counsel reviewing audit-committee charter and authority

Format + licence

Single HTML file. Runs offline. Editable. Print-friendly.
1 working JS calculator (auditable-entity risk scoring · 6-axis weighted).
Single-organisation licence. Methodology output yours to keep.
14-day satisfaction guarantee.

Owned forever · paid once

$497 USD

Buy now · $497

Stripe checkout. Single HTML file emailed within 1 business hour.

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