Fintech Toolkit · Audit-Readiness Dashboard

AML / KYC Forensic Audit Toolkit

A 13-module operator dashboard for designing and running an AML/KYC audit programme. Risk assessment, customer risk scoring, KYC tier worksheets, transaction-monitoring threshold logic, sanctions screening, SAR decision tree, look-back sample size calculator, audit charter, examiner prep. Single HTML. Runs offline. Owned forever.

"Compliance officers at fintechs spend the first month rebuilding the same six artefacts: an EWRA scaffold, customer risk scoring logic, KYC tier definitions, transaction-monitoring threshold rationale, a SAR decision tree, and an examiner-prep package. The toolkit is those six artefacts, plus seven more, in one editable HTML you open in any browser."

What's inside

EWRA Scaffold

Customer · geography · product · channel · inherent vs residual

Customer Risk Score

Live JS calculator · 6-factor weighted · PEP/sanctions override

KYC / CDD Tiers

SDD vs Standard vs EDD · onboarding, screening, review, approval

TM Threshold Sizing

Live JS · alerts, true positives, FTE load before rules go live

Sanctions Framework

Lists, fuzzy match, escalation, OFAC blocked-property reporting

SAR Decision Tree

6-question structured reasoning · filing windows · tipping-off

Look-Back Sample Size

Live JS · Cochran's formula with finite-population correction

Audit Charter

Independence · scope · methodology · timeline · retention

Findings Template

12 fields · aging · repeat-finding escalation

Examiner Prep

12-item standard request package · interview murder-board

Vendor Reliance

Written agreement · supervisory authority · audit rights · exit

Annual Cadence

4-quarter rhythm · programme work · reporting deliverables

Documentation Standards

Decision logs · version control · retention · eDiscovery

Built for

In-house AML / BSA Officers at fintechs ($5M–$500M revenue)
MLROs at neobanks, payment processors, crypto / web3 fintechs
Independent AML / BSA consultants serving fintechs
Newly-promoted compliance leaders inheriting an undocumented programme
Internal auditors scoping their first AML independent test
Sponsor banks running fintech-partner due diligence

Format + licence

Single HTML file. Open in Chrome, Edge, Safari, Firefox. Runs offline.
4 working JS calculators built into the dashboard. Edit inputs in-browser.
Print-friendly. Use the printed pack for committee reviews and audit work-papers.
Single-organisation licence. Deploy across your team. Methodology output (your EWRA, your audit reports built using the templates) is yours to keep, deploy, and distribute internally.
14-day satisfaction guarantee. Email for a refund if it doesn't work for you.

Owned forever · paid once

$497 USD

Buy now · $497

Stripe checkout. Single HTML file emailed within 1 business hour.

← Back to the full catalogue